The AI Platform for Regulatory Intelligence

The RegTech AI Infrastructure driving Financial Institutions to detect, qualify, interpret, act and monitor evolving regulatory requirements with ease and turn them into co-ordinated compliance actions.

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Regulators Supported

Central Bank of UAE
Saudi Central Bank
Dubai Financial Services Authority
Virtual Assets Regulatory Authority
Abu Dhabi Global Market
Capital Market Authority

Spectra — The Intelligence Behind RegPRISM

Spectra continuously monitors regulatory sources, detects relevant developments and interprets complex regulatory documents. It identifies applicable obligations, assesses potential business impact and provides source-linked intelligence that compliance teams can review and act upon.

By connecting regulatory change with policies, controls, accountable owners, evidence and assurance activities, Spectra helps financial institutions convert regulatory developments into coordinated and defensible compliance actions.

Workflow
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Detect - Stay Ahead of Regulatory Change

Spectra continuously monitors regulatory bodies and official sources to detect circulars, amendments, advisories, and policy updates.

Instead of manually tracking multiple regulator websites, compliance teams receive relevant updates directly inside RegPRISM.

Outcome

Compliance teams stay informed about regulatory changes without manual monitoring and identify critical updates early.

Qualify - Identify What Matters to Your Organization

Not every regulatory update requires action. Spectra evaluates, detected updates to determine relevance based on industry, jurisdiction, and organizational context.

This filtering helps compliance teams focus only on the updates that impact their business.

Outcome

Compliance teams eliminate regulatory noise and focus on the changes that truly require attention.

Interpret - Understand Regulatory Impact Faster

Regulatory documents are often long and complex.

Spectra analyzes these documents within RegPRISM, highlights relevant sections, and extracts actionable compliance obligations.

Outcome

Compliance teams understand regulatory implications faster and significantly reduce time spent manually reviewing documents.

Act - Turn Obligations into Coordinated Action

Identifying obligations is only the first step. Compliance requires coordinated execution across the organization.

RegPRISM converts obligations identified by Spectra into structured compliance tasks that can be assigned, tracked, and completed across teams.

Outcome

Organizations ensure regulatory obligations translate into clear actions with defined ownership and accountability.

Monitor - Maintain Continuous Compliance Visibility

RegPRISM provides centralized dashboards to track compliance actions, deadlines, and completion status across teams.

Every regulatory update, obligation, and action is recorded within the platform, creating a complete audit-ready compliance trail.

Outcome

Compliance leaders gain continuous visibility into regulatory execution and maintain confidence in their organization’s compliance posture.

Built for Real-World Regulatory Execution

Turn regulatory intelligence into real outcomes across teams, products, and policies.

Quickly assess new circulars, rules, and regulatory updates, identify what has changed, and understand the impact across policies, controls, products, processes, and teams.

Translate complex regulatory requirements into clear, role-specific guidance so frontline teams know what changed, why it matters, and what actions they need to take.

Move from regulation to internal policy faster with AI-assisted drafting that converts obligations into policy language, procedural steps, control points, and approval-ready content.

Embed regulatory checks early in the product lifecycle so new products, services, campaigns, and customer journeys are reviewed against applicable obligations before launch.

Build risk-based assurance plans, define testing scope, assign owners, track execution, capture findings, and evidence compliance with regulatory expectations.

Centralize compliance issues, breaches, gaps, and action plans with ownership, due dates, escalation, and audit trails — ensuring nothing slips through the cracks.

Go beyond evidence collection by reviewing, validating, and challenging uploaded documents to ensure they actually meet the regulatory obligation or control requirement.

Spectra Powered Conversational Regulatory Assistant

Ask questions in natural language and get contextual answers from regulations, obligations, policies, controls, and compliance records — helping teams act faster and smarter.

Trusted by Compliance Leaders

Organizations rely on RegPRISM to monitor regulatory change, interpret obligations, and execute compliance with confidence.

Zsombor Brommer

As regulatory frameworks continue to evolve rapidly, financial institutions face increasing pressure to adapt swiftly and effectively. Traditional manual approaches to compliance are resource-intensive and often result in inefficiencies and inconsistencies. UAB is addressing these challenges through RegPRISM, a unified AI-powered platform that continuously monitors regulatory developments, maintains a dynamic regulatory library, and transforms raw regulatory content into structured, contextual workflows.

Zsombor Brommer

Chief Compliance Officer of United Arab Bank

Michael Versace

Smarbl’s best-of-breed placing in our Regulatory Intelligence quadrant reflects its innovative regulatory intelligence & compliance management solutions for financial markets in the Middle East. As the region embraces future-ready banking, Smarbl and its co-innovation partners demonstrate a commitment to client-led innovation, compliance and operational efficiency.

Michael Versace

Research Director at Chartis

Sid Dash

Smarbl offers an efficient, data-centric approach to regulatory management. Smarbl’s success in marrying strong domain knowledge and deep regional expertise in its solution was a key factor in its entry into the RiskTech100 this year.

Sid Dash

Chief Researcher at Chartis

Experience Regulatory Intelligence in Action

See how RegPRISM, powered by Spectra, helps organizations monitor regulatory updates, interpret obligations, and coordinate compliance execution across teams.